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SEC issues guidance on digital asset wallets & interfaces broker-dealer registration requirement
The Staff of the Division of Trading and Markets of the SEC issues statement clarifying when digital interfaces (apps, front-ends, wallets) trigger broker-dealer registration. Key takeaways:
Tokenization Insight
Apr 132 min read
Inside the SEC’s Blueprint for Tokenized Markets: the Innovation Exemption speech
In a speech titled, Number Go Down and Other Schadenfreude, the SEC Chair lays out the forthcoming Innovation Exemption framework. Key points:
Tokenization Insight
Mar 231 min read
SEC approves Nasdaq's tokenized stock trading within DTCC's pilot
SEC has approved Nasdaq's request to settle Russel 1000, S&P 500 and Nasdaq 100 ETFs in tokenized forms. But this is NOT a disruptive leap toward on-chain markets. This is tokenization without disruption:
Tokenization Insight
Mar 192 min read
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